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If you are interested in speaking with a qualified broker about options, please contact one of the individuals listed below. You will be provided with the name and phone number of an experienced options broker in your area.

Note: This list of securities firms is provided by The Options Industry Council ("OIC") as a convenience to investors. It is not an endorsement of the firms listed, and no significance should be attached to a firm's inclusion or omission. OIC has not investigated the background or disciplinary history of any of the firms listed or of any individual broker. The selection of a securities broker involves matters of personal preference. In choosing a broker, an investor should ask questions and take into account such factors as he or she individually regards as important.

If your firm is a Clearing Member of OCC and would like to be included on this list, please contact options@theocc.com for more information.

Contact Firm Phone
Joe Palazzola A.G. Edwards & Sons, Inc. 314-955-3357
Corey Scott AccuTrade, Inc. 800-882-4887
Mark Axelrod ADP Clearing & Outsourcing Services, Inc. 800-253-2746
Robert A. Fogliano Advest, Inc. 800-366-3096
David P. Beatson Alexandria Financial Associates 703-671-5959
Bruce E. Graham B.B. Graham & Company 888-847-2426
Mike Lavelle BrokersXpress - Mankus Lavelle Group 800-230-5570
Michael A. Cavanugh BX-America 800-599-5759
Michael Schwartz CIBC Oppenheimer & Company 800-999-OPCO
Kevin Murphy Citigroup Global Markets, Inc. 800-451-4539
Wayne Shapiro Fahnestock & Associates 800-795-4366
Mark Donelli Fidelity Investments 800-544-5115
Vincent Bonato Fiserv Securities, Inc. 215-636-3075
George Nenadovich IC Financial Group 800-444-8340
Joseph Fenton Janney Montgomery Scott LLC 888-567-1575
Ron Galvin Jansen Galvin Group 800-330-1154
Mark Urban Legg Mason Wood Walker, Inc. 800-649-8550
Alexis Levinrad Levinrad Capital Management 818-780-3011
John Gannon Man Securities Inc 800-837-6212
David Schreiber McDonald Investments 800-321-1048
Tom Pong MF Global Canada Co. 416-369-7903
Jamie Johnson Morgan Keegan & Company, Inc. 800-840-2606
Rich Gueren Morgan Stanley Dean Witter 800-877-8766
Brett R. Schlapfer Pixley Group 800-880-7256
Dan Haugh PTI Securities 800-821-4968
Robert J. Schoen Quest Securities, Inc. 800-321-6656
Thomas J. Stotts RBC Dain Rauscher Inc. 612-371-7747
Henry Hackel R.F. Lafferty & Co., Inc. 800-221-8601
Dean B. Williamson Raymond James Financial Services, Inc. 800-531-3660
Larry Starr Ryan Beck & Co. 800-225-8532
Ross Legum Scott & Stringfellow Inc. 800-745-2355
Nancy Penwell Stifel, Nicolaus & Co., Inc. 800-488-0970
Tom Calfee UBS Financial Services, Inc. 800-323-9392
Jan Geiger TradeStar Investments
800-232-5800
Om. P. Gupta Wachovia Securities, Inc. 800-621-5083
David W. Phelps Wedbush Morgan Securities 800-446-1957
Peter G. Ziv Ziv Investment Company 800-727-7208

 

Other Brokerage Referrals

Last updated: December 2006

Questions? Confused? Have a question?
If you're having trouble grasping a concept or if this page doesn't answer a question, feel free to call 1-888-OPTIONS (between 7:30 a.m. - 5 p.m. CT), or email options@theocc.com to ask your question. You may also visit our Help Center for more information.